Product
ComplianceSuite for UAE Compliance Teams
Discuss a joined-up compliance workflow for onboarding, customer due diligence and case review. Infocredit Group can help assess ComplianceSuite against your processes and confirm which capabilities fit your requirements.
Supports your UAE AML/CFT obligations
Screening records and audit trails help firms supervised by these UAE authorities evidence their checks. Your compliance team remains responsible for meeting your regulator's requirements.
CBUAE
Central Bank of the UAE
goAML
UAE FIU suspicious activity reporting
MoE
Ministry of Economy — DNFBP supervision
DFSA
Dubai Financial Services Authority
ADGM
Abu Dhabi Global Market
VARA
Virtual Assets Regulatory Authority
3
Core capabilities — screening, transaction monitoring, case management
1
Joined-up workflow instead of separate tools
2
Distinct controls kept clear — screening and transaction monitoring
Who it's for
- AML operations
- Compliance managers
- Financial institutions
- Payment firms
- Case reviewers
How it works
- 1
Map controls
Define onboarding, screening, transaction monitoring and case-review responsibilities.
- 2
Scope modules
Agree the required configuration, licensing and system connections.
- 3
Prepare workflows
Define source data, review roles, escalation paths and evidence requirements.
- 4
Validate setup
Test representative screening and activity cases against the agreed process.
- 5
Launch oversight
Train reviewers and establish ongoing checks of configuration and case handling.
Key features
Screening workflows
Scope sanctions, PEP and adverse media checks within customer review.
Transaction monitoring
ComplianceSuite includes transaction monitoring to assess activity and behavioural patterns.
Case management
Organise investigation and decision recording within the agreed case workflow.
Due-diligence process
Map customer information and risk assessment to review responsibilities.
Escalation planning
Agree case assignment, approval steps and evidence needs during scoping.
Implementation scope
Confirm connections, modules and recordkeeping capabilities for your configuration.
Separate controls within the compliance workflow
| Screening | Transaction monitoring | |
|---|---|---|
| Question | Does the subject match relevant risk data? | Does activity warrant investigation? |
| Evidence | Identifiers, profiles and sources | Transactions, patterns and customer context |
| Review | Resolve potential matches | Investigate activity alerts |
Start with your compliance process
Map the work your team performs before choosing the configuration. A useful scope identifies the information collected, the people who review it and the evidence needed for each decision.
- Customer information and due-diligence records
- Risk assessment and enhanced-review steps
- Case assignment, escalation and approval requirements
Connect screening with case review
Sanctions, PEP and adverse media screening identify potential matches. A case workflow gives reviewers a place to assess those matches, record supporting evidence and document the outcome. Confirm available connections and recordkeeping features during the demo.
Confirm the scope before implementation
Module availability, licensing, integration options and deployment requirements need to be agreed for your setup. ComplianceSuite includes transaction monitoring alongside screening and case management; during the demo we map which modules your configuration needs and how they connect.
Frequently asked questions
Does ComplianceSuite include transaction monitoring?
Yes. ComplianceSuite includes transaction monitoring alongside screening and case management; agree the modules and configuration required for your implementation.
Can screening and activity alerts follow the same decision rules?
They need distinct assessment criteria because a risk-profile match and unusual behaviour are different issues, even when reviewers use a shared case process.
What should our ComplianceSuite demo demonstrate?
Ask to walk through representative cases, reviewer roles, evidence capture and escalation, and confirm which connections and capabilities are included in the proposed scope.
See it working on your own customer data
A short demo with our UAE team — no obligation.